Case Results
$58M Settlement
Negotiated a $58M settlement for hundreds of victims of securities fraud who had lost nearly entire life savings.
$15M Settlement
Negotiated a $15M settlement for consumers affected by a very large data breach in the financial services industry.
Awarded $5.6M
Awarded $2.8M in compensatory damages and $2.8M in punitive damages in a FINRA arbitration for a group of investors who were victims of securities fraud.
$5.6M Settlement
Negotiated a $5.6M settlement involving a 22-plaintiff action against a custodian bank alleged to be involved in a securities fraud scheme.
$3M Settlement
Negotiated a $3M settlement for a group of investors who were victims of securities fraud.
Awarded $2M
Awarded certification and final approval for a $2M common fund settlement in a small securities class action.
Awarded $1.4M
Awarded $1.4M in compensatory damages in a FINRA arbitration for a group of investors who were victims of securities fraud
$1.4M Settlement
Negotiated a $1.4M settlement in individual FINRA arbitration for an investor whose accounts were traded without authorization.
$875K Settlement
Negotiated a $875K settlement in individual FINRA arbitration, which included a modicum of punitive damages for an investor whose account was churned.