Case Results

$58M Settlement

Negotiated a $58M settlement for hundreds of victims of securities fraud who had lost nearly entire life savings. 

$15M Settlement

Negotiated a $15M settlement for consumers affected by a very large data breach in the financial services industry. 

Awarded $5.6M

Awarded $2.8M in compensatory damages and $2.8M in punitive damages in a FINRA arbitration for a group of investors who were victims of securities fraud.   

$5.6M Settlement

Negotiated a $5.6M settlement involving a 22-plaintiff action against a custodian bank alleged to be involved in a securities fraud scheme. 

$3M Settlement

Negotiated a $3M settlement for a group of investors who were victims of securities fraud. 

Awarded $2M

Awarded certification and final approval for a $2M common fund settlement in a small securities class action. 

Awarded $1.4M

Awarded $1.4M in compensatory damages in a FINRA arbitration for a group of investors who were victims of securities fraud 

$1.4M Settlement

Negotiated a $1.4M settlement in individual FINRA arbitration for an investor whose accounts were traded without authorization. 

$875K Settlement

Negotiated a $875K settlement in individual FINRA arbitration, which included a modicum of punitive damages for an investor whose account was churned.